Risk Management

Maximum Protection for Clients and Your Firm

More and more firms rely on data that is housed in several different locations, which makes it a priority to effectively manage data and mitigate the risks that come with siloed information. 3E provides conflicts checking and records management that can help you greatly reduce these risks.

3E also provides a variety of system wide capabilities that support your firm’s risk management efforts. Using the Integrated Development Environment (IDE), you can easily configure 3E’s functionality to comply with internal policies or external regulations. And built-in workflow and collaboration allows you to automate and standardize your firm’s core business processes.

warning  New Business Intake and Conflicts Management

Identify and avoid conflicts of interest using a comprehensive new business intake and conflicts management system. Now you can evaluate and accept new business with confidence and greatly reduced risk. Learn more>>

drawer3  Records Management

Powerful records management capabilities enhance productivity, reduce risk and streamline manual processes. Automate records entry and file creation, file circulation, and retention review and disposition processes. Learn more>>

With 3E, you gain powerful automation along with the assurance of firm-wide adherence to compliance, ethical and risk management procedures.

Contact your account representative by completing the Information Request Form at the top of this page or by calling +1 800-977-6529.